News Stories & Press Releases

The Fiduciary Rule’s BICE: An Uphill Battle

January 03, 2017
From The Gemini Companies

Under the Best Interest Contract Exemption (BICE), documentation and proof of compliance is critical, but will require major overhauls from operations all the way to distribution  Alma Piscitello, head of strategic relationships at Northern Lights Distributors was recently quoted in the Fund Operations article, “The Fiduciary Rule’s BICE: An Uphill Battle. “When we discuss communications,...

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Aspect Capital Limited Partners with Gemini Alt to Grow Managed Futures Strategy

December 21, 2016
From The Gemini Companies

CHICAGO, Dec. 20, 2016 /PRNewswire/ — The Gemini Companies announce that Gemini Alternative Funds, LLC has added the Aspect Core Diversified Program, a managed futures strategy from Aspect Capital Limited, to the suite of offerings available on the Galaxy Plus Fund managed account platform. Registered investment advisors (RIAs) as well as pensions, endowments, private wealth groups...

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Examine Your Product Line Now to be DOL-Ready

December 20, 2016
From The Gemini Companies

Alma Piscitello, SVP and head of strategic relationships for Northern Lights Distributors, LLC article, “Examine Your Product Line Now to be DOL-Ready” was published in Ignites. Here is an excerpt from the article: There is speculation whether the Department of Labor’s conflict of interest rule will be repealed under the new administration. Should enforcement of...

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The Evolution of Alternative Investment Strategies

December 20, 2016
From The Gemini Companies

Gemini Alternative Funds, LLC President, David Young recently contributed an article to the HedgeWeek Special report regarding, “The Evolution of Alternative Investment Strategies.” Allocations to alternative investment strategies have continued to evolve as asset owners – in particular pensions, endowments and family offices – have become more knowledgeable about, and comfortable with, these strategies.  Direct...

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DOL’s Fiduciary Rule Impact on Fund Managers

December 12, 2016
From The Gemini Companies

The December issue of The Exchange is online now! This month we are highlighting conference trends, the DOL Fiduciary Rule, Blue Sky Services, Managed Futures and more! To read the latest issue of The Exchange, click here.   7063 GFS-12/12/2016

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DOL Ruling Potential Impacts and more in The Exchange

November 07, 2016
From The Gemini Companies

The November issue of The Exchange is online now! Don’t miss the latest insight into the DOL ruling potential impacts, distribution best practices, cybersecurity and more! You can also read about Gemini Fund’s two U.S. Mutual Fund Service Awards and Gemini Alt’s Best North American Managed Account Platform in this issue. If you don’t already...

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