Webinar Replays
Assessing the Worth of Your Financial Practice
Tuesday Aug 17, 2010
Speaker(s): David Grau, Jr from FP Transitions
Details:
To watch the presentation, click here. In this webinar, David discusses:
- Valuation
- Succession planning
- Buying and selling
- Tools for evaluating worth
Marketing Your Financial Practice
Tuesday Jul 20, 2010
Speaker(s): Sam Richter, ActiFi, Inc.
Details: In this webinar, Sam discussed:
-
Search engine optimization (SEO)
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Assessment and measurement tools
- Plan development and implementation
- Brand promotion
- Relationship intelligence
Quarterly Compliance Call: Your Next SEC Exam...Are You Prepared?
Thursday Jul 8, 2010
Speaker(s): Brian Kawakami, Ascendant Compliance & Emile Molineaux, Gemini
Details: Brian Kawakami offered some tips on preparing for your next SEC exam in this informational call.
Exchanging Return on Investment (ROI) for Return on Life (ROL)
Tuesday Jun 15, 2010
Speaker(s): Mitch Anthony, Founder and President of Advisor Insights, Inc.
Details: Listen to this call and hear Mitch Anthony speak about:
- The tremendous positive impact shifting focus from ROI to ROL can have on an advisor/client relationship
- Communicating the deep value an advisor can provide to his/her clients
- Why the ROL proposition is one advisors can keep
- The key factors on which ROL success rests
- How advisors can change their focus with their clients
Dissecting Roth Conversions: Who Should Make the Switch?
Tuesday May 18, 2010
Speaker(s): Eric Harrell, PIEtech, Inc. and MoneyGuidePro
Details:
Roth IRA rules have changed! Hear about:
- Tax implications
- Economic perspectives
- Psychology behind the conversion
- What you need to know to make a solid evaluation
Quarterly Compliance Call: Critical Custody Rules for Mutual Funds and Advisers
Thursday Apr 15, 2010
Speaker(s): Marc Collins, Thompson Hine LLP & Emile Molineaux, Gemini
Details: Marc and Emile discussed:
- Mutual fund custody requirements under Rule 17f under the Investment Company Act of 1940
- New amendments to rules governing custody by Advisers under Rule 206(4)-2 of the Investment Advisers Act of 1940